Member · Signia Capital Management
John A. Swallow
CRD 2856256 · Named on Form ADV at one SEC-registered adviser
At a glance
Signia Capital Management, an SEC-registered asset manager based in Spokane, WA with $109 million in regulatory assets, lists John A. Swallow on its Form ADV as Member.
Firms and roles
- Signia Capital ManagementMemberAsset manager · Spokane, WA · $109M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Richard S. BeavenMember, Signia Capital Management
- Colin T. KellyMember, Signia Capital Management
- Paul R. GreenwoodMember, Signia Capital Management
- Alisa J. MartinChief Compliance Officer, Signia Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.