President and Chief Compliance Officer · Wing
John W. Sharpe
CRD 4420346 · Named on Form ADV at one SEC-registered adviser
At a glance
Wing, an SEC-registered wealth manager based in Newport Beach, CA with $127,775 in regulatory assets, lists John W. Sharpe on its Form ADV as President and Chief Compliance Officer, a control person.
Firms and roles
- WingPresident and Chief Compliance OfficerWealth manager · Newport Beach, CA · $0M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Sean C. WingChief Executive Officer, Wing
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.