Chief Compliance Officer · Flagship Harbor Advisors, LLC
John P. Sawyer
CRD 3260819 · Named on Form ADV at one SEC-registered adviser
At a glance
Flagship Harbor Advisors, LLC, an SEC-registered wealth manager based in Boston, MA with $3.4 billion in regulatory assets, lists John P. Sawyer on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Flagship Harbor Advisors, LLCChief Compliance OfficerWealth manager · Boston, MA · $3.4B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- David J. KaufmanManaging Member / Chief Executive Officer, Flagship Harbor Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.