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Managing Member/chief Compliance Officer · SFI Advisors, LLC

John H. Sampers

CRD 2439443 · Named on Form ADV at one SEC-registered adviser

At a glance

SFI Advisors, LLC, an SEC-registered wealth manager based in Montclair, NJ with $176 million in regulatory assets, lists John H. Sampers on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • SFI Advisors, LLCManaging Member/chief Compliance OfficerWealth manager · Montclair, NJ · $176M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.