Ceo/chief Compliance Officer/managing Member · Old Rock Asset Management LLC
John W. Russell
CRD 1886614 · Named on Form ADV at one SEC-registered adviser
At a glance
Old Rock Asset Management LLC, an SEC-registered wealth manager with $192 million in regulatory assets, lists John W. Russell on its Form ADV as Ceo/chief Compliance Officer/managing Member, a control person.
Firms and roles
- Old Rock Asset Management LLCCeo/chief Compliance Officer/managing MemberWealth manager · United States · $192M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.