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Chief Operating Officer, Chief Compliance Officer · Connor Capital SB, LLC

John B. Rodgers

CRD 1973969 · Named on Form ADV at one SEC-registered adviser

At a glance

Connor Capital SB, LLC, an SEC-registered private fund adviser based in Santa Barbara, CA with $197 million in regulatory assets, lists John B. Rodgers on its Form ADV as Chief Operating Officer, Chief Compliance Officer, a control person.

Firms and roles

  • Connor Capital SB, LLCChief Operating Officer, Chief Compliance OfficerPrivate fund adviser · Santa Barbara, CA · $197M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John T. ConnorManager, Member, Chief Executive Officer and Chief Investment Officer, Connor Capital SB, LLC
  • Emmett D. McCannMember, Connor Capital SB, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.