Chief Operating Officer and General Counsel · Ionic Capital Management LLC
John C. Richardson
CRD 5889359 · Named on Form ADV at one SEC-registered adviser
At a glance
Ionic Capital Management LLC, an SEC-registered private fund adviser based in New York, NY with $3.9 billion in regulatory assets, lists John C. Richardson on its Form ADV as Chief Operating Officer and General Counsel, a control person.
Firms and roles
- Ionic Capital Management LLCChief Operating Officer and General CounselPrivate fund adviser · New York, NY · $3.9B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Bart E. BaumPrincipal, Portfolio Manager, Chief Investment Officer, Ionic Capital Management LLC
- Daniel L. StonePrincipal, Portfolio Manager, Ionic Capital Management LLC
- Steven G. VecchioChief Compliance Officer and Associate General Counsel, Ionic Capital Management LLC
- Matthew G. BegleyChief Financial Officer, Ionic Capital Management LLC
- Lawrence J. BaumChief Risk Officer, Ionic Capital Management LLC
1 more person named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.