Chief Compliance Officer · Corgi Strategies, LLC
John N. Papatsos
CRD 4416912 · Named on Form ADV at one SEC-registered adviser
At a glance
Corgi Strategies, LLC, an SEC-registered asset manager based in Chicago, IL with $799 million in regulatory assets, lists John N. Papatsos on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Corgi Strategies, LLCChief Compliance OfficerAsset manager · Chicago, IL · $799M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Isaac W. HargettChief Executive Officer, Corgi Strategies, LLC
- Miles J. BRADENChief Operating Officer, Corgi Strategies, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.