Chairman · Osterweis Capital Management
John S. Osterweis
CRD 354004 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Osterweis Capital Management, an SEC-registered asset manager based in SAN Francisco, CA with $7.5 billion in regulatory assets, lists John S. Osterweis on its Form ADV as Chairman, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- Osterweis Capital ManagementChairmanAsset manager · SAN Francisco, CA · $7.5B in regulatory assets
- Osterweis Capital ManagementChairmanWealth manager · SAN Francisco, CA · $439M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- John F. TavernettiChief Compliance Officer, Osterweis Capital Management
- Gregory S. HermanskiTrustee, Hermanski Family Trust, Osterweis Capital Management
- Carl P. KaufmanTrustee, Carl Kaufman & Martha Angove Revocable Trust, Osterweis Capital Management
- Martha E. AngoveTrustee, Carl Kaufman & Martha Angove Revocable Trust, Osterweis Capital Management
- Catherine HalberstadtCo-Ceo and Co-President, Osterweis Capital Management
8 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.