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Vice President, Treasurer · Atlantic Union Municipal Advisors, Inc

John F. Ockerman

CRD 5878736 · Named on Form ADV at one SEC-registered adviser

At a glance

Atlantic Union Municipal Advisors, Inc, an SEC-registered asset manager based in Glen Allen, VA with $134 million in regulatory assets, lists John F. Ockerman on its Form ADV as Vice President, Treasurer.

Firms and roles

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John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mitchell P. YorkPresident, Atlantic Union Municipal Advisors, Inc
  • Ellen E. SpongVice President, Treasurer, Atlantic Union Municipal Advisors, Inc
  • Sothara ChinChief Compliance Officer, Atlantic Union Municipal Advisors, Inc

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.