Founder, Executive Chair and Wealth Advisor · Nicola Wealth Management LTD.
John M. Nicola
CRD 7272139 · Named on Form ADV at one SEC-registered adviser
At a glance
Nicola Wealth Management LTD., an SEC-registered wealth manager based in Vancouver, Canada with $11.0 billion in regulatory assets, lists John M. Nicola on its Form ADV as Founder, Executive Chair and Wealth Advisor, a control person.
Firms and roles
- Nicola Wealth Management LTD.Founder, Executive Chair and Wealth AdvisorWealth manager · Vancouver, Canada · $11B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- David B. SungExecutive Vice Chair of the Board and President of Institutional, Nicola Wealth Management LTD.
- Jamie S. DuncanDirector, Nicola Wealth Management LTD.
- Richard C. ChenChief Compliance Officer, Nicola Wealth Management LTD.
- Anne M. ThomasDirector, Nicola Wealth Management LTD.
- Thomas W. ShepanskyDirector, Nicola Wealth Management LTD.
6 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.