Chief Compliance Officer · KLH Capital
John H. Moore
CRD 5315269 · Named on Form ADV at one SEC-registered adviser
At a glance
KLH Capital, an SEC-registered private fund adviser based in Tampa, FL with $774 million in regulatory assets, lists John H. Moore on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- KLH CapitalChief Compliance OfficerPrivate fund adviser · Tampa, FL · $774M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James B. DarnellManaging Partner / Limited Partner, KLH Capital
- III W. L. DowdenManaging Partner / Limited Partner, KLH Capital
- Kyle P. MaddenPartner / Limited Partner, KLH Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.