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President of Broker Dealer, General Securities Principal, Elected Manager,osj Supervisor · Wilmington Capital Securities, LLC

John Mikes

CRD 2458544 · Named on Form ADV at one SEC-registered adviser

At a glance

Wilmington Capital Securities, LLC, an SEC-registered broker-dealer firm based in Garden City, NY with $277 million in regulatory assets, lists John Mikes on its Form ADV as President of Broker Dealer, General Securities Principal, Elected Manager,osj Supervisor, a control person.

Firms and roles

  • Wilmington Capital Securities, LLCPresident of Broker Dealer, General Securities Principal, Elected Manager,osj SupervisorBroker-dealer firm · Garden City, NY · $277M in regulatory assets

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John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ronald Brett DorushkinCEO of Broker Dealer, General Principal, Elected Manager, Wilmington Capital Securities, LLC
  • Joseph Donald ColumboChairman of Broker Dealer, General Principal, Government Securities Principal, Msrb Principal, Elected Manager, Wilmington Capital Securities, LLC
  • Dennis Peter LeeChief Compliance Officer and AML Compliance Officer of Broker Dealer and Investment Advisor, Registered Options Principal, Wilmington Capital Securities, LLC
  • Greg Todd VittorFinop, Principal Financial Officer & Principal Operations Officer, Wilmington Capital Securities, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.