Chief Compliance Officer, Partner, & Adviser · Redemption Capital
John C. Maxey
CRD 6592071 · Named on Form ADV at one SEC-registered adviser
At a glance
Redemption Capital, an SEC-registered wealth manager based in Midland, TX with $237 million in regulatory assets, lists John C. Maxey on its Form ADV as Chief Compliance Officer, Partner, & Adviser, a control person.
Firms and roles
- Redemption CapitalChief Compliance Officer, Partner, & AdviserWealth manager · Midland, TX · $237M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Chad C. ClarkPartner & Senior Advisor, Redemption Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.