Global Head of Risk and Compliance/chief Compliance Officer/member · Matthews International Capital Management, LLC
John D. Kast
CRD 6910089 · Named on Form ADV at one SEC-registered adviser
At a glance
Matthews International Capital Management, LLC, an SEC-registered asset manager based in SAN Francisco, CA with $6.6 billion in regulatory assets, lists John D. Kast on its Form ADV as Global Head of Risk and Compliance/chief Compliance Officer/member, a control person.
Firms and roles
- Matthews International Capital Management, LLCGlobal Head of Risk and Compliance/chief Compliance Officer/memberAsset manager · SAN Francisco, CA · $6.6B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Mark W. HeadleyChair/chief Executive Officer/director/member/trustee, Matthews International Capital Management, LLC
- Gordon P. MatthewsDirector/member/trustee, Matthews International Capital Management, LLC
- Deepa Damre SmithGeneral Counsel/secretary/member, Matthews International Capital Management, LLC
- Deborah K. MatthewsMember/trustee, Matthews International Capital Management, LLC
- Sean TaylorChief Investment Officer, Matthews International Capital Management, LLC
2 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.