Director of Client Service; Executive Officer; Member of Board of Managers · Thompson Siegel & Walmsley LLC
John S. Horsley
CRD 1479367 · Named on Form ADV at one SEC-registered adviser
At a glance
Thompson Siegel & Walmsley LLC, an SEC-registered asset manager based in Richmond, VA with $21.1 billion in regulatory assets, lists John S. Horsley on its Form ADV as Director of Client Service; Executive Officer; Member of Board of Managers, a control person.
Firms and roles
- Thompson Siegel & Walmsley LLCDirector of Client Service; Executive Officer; Member of Board of ManagersAsset manager · Richmond, VA · $21B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1994 (31 years)
- Designations
- Chartered Financial Analyst, Chartered Investment Counselor
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brett P. HawkinsChief Investment Officer, Thompson Siegel & Walmsley LLC
- Wayne W. BoylesChief Compliance Officer; Executive Officer, Thompson Siegel & Walmsley LLC
- Joseph M. VancasterChief Financial Officer; Chief Operating Officer; Executive Officer; Member Board of Managers, Thompson Siegel & Walmsley LLC
- Bryan F. DurandPortfolio Manager; Research Analyst; Executive Officer; Member Board of Managers, Thompson Siegel & Walmsley LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.