Chief Compliance Officer · Octagon Asset Management, LLC
John E. Heyke
CRD 2450178 · Named on Form ADV at one SEC-registered adviser
At a glance
Octagon Asset Management, LLC, an SEC-registered asset manager based in Charlotte, NC with $221 million in regulatory assets, lists John E. Heyke on its Form ADV as Chief Compliance Officer.
Firms and roles
- Octagon Asset Management, LLCChief Compliance OfficerAsset manager · Charlotte, NC · $221M in regulatory assets
AtlasMembers
John’s stakes and control
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- Ownership stake at the firm
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Colleagues named on the same filings
- Caldwell M. WellesFounder/managing Partner, Octagon Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.