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Chief Operating Officer, Chief Legal Officer, Vice President, Assistant Treasurer and Assistant Secretary · Fidus Investment Advisors, LLC

John M. Herring

CRD 7894583 · Named on Form ADV at one SEC-registered adviser

At a glance

Fidus Investment Advisors, LLC, an SEC-registered asset manager based in Evanston, IL with $1.4 billion in regulatory assets, lists John M. Herring on its Form ADV as Chief Operating Officer, Chief Legal Officer, Vice President, Assistant Treasurer and Assistant Secretary, a control person.

Firms and roles

  • Fidus Investment Advisors, LLCChief Operating Officer, Chief Legal Officer, Vice President, Assistant Treasurer and Assistant SecretaryAsset manager · Evanston, IL · $1.4B in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Edward H. RossChief Executive Officer, President, Assistant Secretary, Assistant Treasurer, Manager, Fidus Investment Advisors, LLC
  • Thomas C. LauerManager, Fidus Investment Advisors, LLC
  • William A. WorthAssistant Secretary, Assistant Treasurer and Manager, Fidus Investment Advisors, LLC
  • John J. RossChair of Board of Managers, Manager, Fidus Investment Advisors, LLC
  • John H. GriggManager, Fidus Investment Advisors, LLC

2 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.