Chief Financial Officer · Ellington Financial Management LLC
John R. Herlihy
CRD 4825072 · Named on Form ADV at one SEC-registered adviser
At a glance
Ellington Financial Management LLC, an SEC-registered private fund adviser based in Old Greenwich, CT with $19.4 billion in regulatory assets, lists John R. Herlihy on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- Ellington Financial Management LLCChief Financial OfficerPrivate fund adviser · Old Greenwich, CT · $19B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Laurence E. PennExecutive Vice President, Ellington Financial Management LLC
- Michael W. VranosChief Executive Officer and President, Ellington Financial Management LLC
- Mark I. TecotzkyChief Investment Officer, Ellington Financial Management LLC
- Daniel R. MargolisGeneral Counsel, Ellington Financial Management LLC
- Patrick B. MaloneyChief Compliance Officer & Associate General Counsel, Ellington Financial Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.