Chief Compliance Officer, Member · Essex Ridge Capital Group, LLC
John C. Goltermann
CRD 4356028 · Named on Form ADV at one SEC-registered adviser
At a glance
Essex Ridge Capital Group, LLC, an SEC-registered wealth manager based in St. Louis, MO with $146 million in regulatory assets, lists John C. Goltermann on its Form ADV as Chief Compliance Officer, Member, a control person.
Firms and roles
- Essex Ridge Capital Group, LLCChief Compliance Officer, MemberWealth manager · St. Louis, MO · $146M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- David T. McGinnisManaging Director, Essex Ridge Capital Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.