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Chief Compliance Officer · Syon Capital LLC

John K. Dwyer

CRD 2551964 · Named on Form ADV at 8 SEC-registered advisers

At a glance

Syon Capital LLC, an SEC-registered wealth manager based in SAN Francisco, CA with $4.4 billion in regulatory assets, lists John K. Dwyer on its Form ADV as Chief Compliance Officer. The SEC filings also name John at 7 other registered advisers.

Firms and roles

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John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
8 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (25)

20 more people named with John on the same filings, with titles and firms. Free in Atlas with a free account.

See all 25 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.