Managing Partner and Chief Compliance Officer · Ridge Road Wealth Management, LLC
John W. Barton
CRD 3245036 · Named on Form ADV at one SEC-registered adviser
At a glance
Ridge Road Wealth Management, LLC, an SEC-registered asset manager based in New Orleans, LA with $0 in regulatory assets, lists John W. Barton on its Form ADV as Managing Partner and Chief Compliance Officer, a control person.
Firms and roles
- Ridge Road Wealth Management, LLCManaging Partner and Chief Compliance OfficerAsset manager · New Orleans, LA · $0M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Eric M. DerocheManaging Partner, Ridge Road Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.