Cio/chief Compliance Officer · Harvest Investment Services, LLC
John K Alyo
CRD 3228696 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Harvest Investment Services, LLC, an SEC-registered wealth manager based in Oakbrook Terrace, IL with $758 million in regulatory assets, lists John K Alyo on its Form ADV as Cio/chief Compliance Officer, a control person. The SEC filings also name John at 1 other registered adviser.
Firms and roles
- Harvest Investment Services, LLCCio/chief Compliance OfficerWealth manager · Oakbrook Terrace, IL · $758M in regulatory assets
- Envoy Advisory Inc.Chief Compliance OfficerWealth manager · Colorado Springs, CO · $615M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
John’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy J. NewellPresident/ceo, Harvest Investment Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.