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Chief Compliance Officer · Nestlerode & LOY, Inc.

Jody Marie Sharer

CRD 4494606 · Named on Form ADV at one SEC-registered adviser

At a glance

Nestlerode & LOY, Inc., an SEC-registered broker-dealer firm based in State College, PA with $199 million in regulatory assets, lists Jody Marie Sharer on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Nestlerode & LOY, Inc.Chief Compliance OfficerBroker-dealer firm · State College, PA · $199M in regulatory assets

AtlasMembers

Jody’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jody’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.