Principal and Chief Compliance Officer · High Pines Wealth Management LLC
Jim M. Gibbons
CRD 2564337 · Named on Form ADV at one SEC-registered adviser
At a glance
High Pines Wealth Management LLC, an SEC-registered wealth manager based in Duxbury, MA with $184 million in regulatory assets, lists Jim M. Gibbons on its Form ADV as Principal and Chief Compliance Officer, a control person.
Firms and roles
- High Pines Wealth Management LLCPrincipal and Chief Compliance OfficerWealth manager · Duxbury, MA · $184M in regulatory assets
AtlasMembers
Jim’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Dawn W. GibbonsMember, High Pines Wealth Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.