Chief Compliance Officer · Aviva Investors Canada Inc.
Jiaying N. Li
CRD 7861776 · Named on Form ADV at one SEC-registered adviser
At a glance
Aviva Investors Canada Inc., an SEC-registered asset manager based in Toronto, Ontario, Canada with $9.2 billion in regulatory assets, lists Jiaying N. Li on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Aviva Investors Canada Inc.Chief Compliance OfficerAsset manager · Toronto, Ontario, Canada · $9.2B in regulatory assets
AtlasMembers
Jiaying’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Tyler J. McGrawManaging Director, Aviva Investors Canada Inc.
- Matthew J. KingdonChief Financial Officer, Aviva Investors Canada Inc.
- Duane W. GreenCEO, Americas, Aviva Investors Canada Inc.
- Sunil S. ShahHead of Canadian Fixed Income, Aviva Investors Canada Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jiaying’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.