Chief Compliance Officer · Dishmi Capital, LLC
Jessica N. Clark
CRD 3147754 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Dishmi Capital, LLC, an SEC-registered wealth manager based in Pasadena, CA with $215 million in regulatory assets, lists Jessica N. Clark on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Jessica at 1 other registered adviser.
Firms and roles
- Dishmi Capital, LLCChief Compliance OfficerWealth manager · Pasadena, CA · $215M in regulatory assets
- Caerus Investment Advisors, LLCChief Compliance OfficerPrivate fund adviser · United States · $117M in regulatory assets
AtlasMembers
Jessica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael H. CheungManaging Partner, Dishmi Capital, LLC
- Shang ChouManaging Partner, Dishmi Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jessica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.