Chief Compliance Officer · Thrivent Private Investments
Jerome H. Borden
CRD 7658844 · Named on Form ADV at one SEC-registered adviser
At a glance
Thrivent Private Investments, an SEC-registered private fund adviser based in Minneapolis, MN with $22.8 billion in regulatory assets, lists Jerome H. Borden on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Thrivent Private InvestmentsChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $23B in regulatory assets
AtlasMembers
Jerome’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Gregory R. AndersonElected Manager and President, Thrivent Private Investments
- Jenna K. JensonChief Legal Officer and Secretary, Thrivent Private Investments
- David S. RoyalElected Manager, Thrivent Private Investments
- Michael W. KremenakElected Manager, Thrivent Private Investments
- Andrew Dylan NorgardTreasurer, Thrivent Private Investments
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jerome’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.