Chief Compliance Officer (interim) · Regal Advisory Services, Inc.
Jeremy A. Engelbrecht
CRD 3277607 · Named on Form ADV at one SEC-registered adviser
At a glance
Regal Advisory Services, Inc., an SEC-registered wealth manager based in Glenview, IL with $121 million in regulatory assets, lists Jeremy A. Engelbrecht on its Form ADV as Chief Compliance Officer (interim), a control person.
Firms and roles
- Regal Advisory Services, Inc.Chief Compliance Officer (interim)Wealth manager · Glenview, IL · $121M in regulatory assets
AtlasMembers
Jeremy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- George BokiosShareholder, Regal Advisory Services, Inc.
- Skaiste AksomitaiteSecretary / Treasurer, Regal Advisory Services, Inc.
- Victoria T. BokiosTrustee, Regal Advisory Services, Inc.
- Michael D. ThomasDirector of Relationship Management, Regal Advisory Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeremy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.