Chief Compliance Officer · Trueplan Benefit and Retirement Advisors
Jennifer Larose
CRD 3094139 · Named on Form ADV at one SEC-registered adviser
At a glance
Trueplan Benefit and Retirement Advisors, an SEC-registered broker-dealer firm based in Rensselaer, NY with $5.1 billion in regulatory assets, lists Jennifer Larose on its Form ADV as Chief Compliance Officer.
Firms and roles
- Trueplan Benefit and Retirement AdvisorsChief Compliance OfficerBroker-dealer firm · Rensselaer, NY · $5.1B in regulatory assets
AtlasMembers
Jennifer’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Jennifer’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Mary Katherine HayesCFO, Trueplan Benefit and Retirement Advisors
- Noah Patrick BuckPresident, Trueplan Benefit and Retirement Advisors
- Andrew Raymond ManzerBoard of Director, Trueplan Benefit and Retirement Advisors
- Cynthia McCollumBoard of Director, Trueplan Benefit and Retirement Advisors
- Hugh Richard ThomasBoard of Director, Trueplan Benefit and Retirement Advisors
7 more people named with Jennifer on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jennifer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.