Chief Compliance Officer / Registered Investment Adviser · Bofa Securities, Inc.
Jennifer C Stagg
CRD 2597167 · Named on Form ADV at one SEC-registered adviser
At a glance
Bofa Securities, Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Jennifer C Stagg on its Form ADV as Chief Compliance Officer / Registered Investment Adviser.
Firms and roles
- Bofa Securities, Inc.Chief Compliance Officer / Registered Investment AdviserBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Jennifer’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (8)
- Glen Alexander RaeChief Legal Officer, Bofa Securities, Inc.
- Laura P ChepucavageDirector, State Designated Principal, Bofa Securities, Inc.
- Sarang Rajan GadkariDirector, Bofa Securities, Inc.
- Kashyap P BhatiaChief Compliance Officer / Broker Dealer, Bofa Securities, Inc.
- Matthew C McQueenDirector, Bofa Securities, Inc.
3 more people named with Jennifer on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jennifer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.