General Counsel · Napier Park Global Capital (US) LP
Jeffrey L. Traum
CRD 1533364 · Named on Form ADV at one SEC-registered adviser
At a glance
Napier Park Global Capital (US) LP, an SEC-registered private fund adviser based in New York, NY with $14.6 billion in regulatory assets, lists Jeffrey L. Traum on its Form ADV as General Counsel, a control person.
Firms and roles
- Napier Park Global Capital (US) LPGeneral CounselPrivate fund adviser · New York, NY · $15B in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Jonathan L. DorfmanCo-Chief Executive Officer, Napier Park Global Capital (US) LP
- James M. ObrienCo-Chief Executive Officer, Napier Park Global Capital (US) LP
- Michael R. WilliamsCo-President and Chief Operating Officer, Napier Park Global Capital (US) LP
- Sonia PlataChief Compliance Officer, Napier Park Global Capital (US) LP
- Timothy GreatorexCo-President, Napier Park Global Capital (US) LP
1 more person named with Jeffrey on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.