General Counsel and Chief Compliance Officer · Interactive Advisers, Interactive Advisors
Jeffrey A. Roth
CRD 6667310 · Named on Form ADV at one SEC-registered adviser
At a glance
Interactive Advisers, Interactive Advisors, an SEC-registered wealth manager based in London, United Kingdom with $196 million in regulatory assets, lists Jeffrey A. Roth on its Form ADV as General Counsel and Chief Compliance Officer.
Firms and roles
- Interactive Advisers, Interactive AdvisorsGeneral Counsel and Chief Compliance OfficerWealth manager · London, United Kingdom · $196M in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Sanjoy GhoshChief Investment Officer, Interactive Advisers, Interactive Advisors
- Bimal H. ShahChief Technology Officer, Interactive Advisers, Interactive Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.