Chief Compliance Officer · Ballast, Inc.
Jeffrey E. Lehmann
CRD 6996173 · Named on Form ADV at one SEC-registered adviser
At a glance
Ballast, Inc., an SEC-registered wealth manager based in Lexington, KY with $752 million in regulatory assets, lists Jeffrey E. Lehmann on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Ballast, Inc.Chief Compliance OfficerWealth manager · Lexington, KY · $752M in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- John V. BoardmanPresident, Ballast, Inc.
- Andrew J. ReynoldsVice President, Ballast, Inc.
- Cameron K HamiltonSecretary, Director of Financial Planning, Ballast, Inc.
- Brian T. BurtonTreasurer, Director of Portfolio Strategy, Ballast, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.