Managing Member/president · Quantitative Asset Management, LLC
Jeffrey L. Farni
CRD 204631 · Named on Form ADV at one SEC-registered adviser
At a glance
Quantitative Asset Management, LLC, an SEC-registered broker-dealer firm based in Minnetonka, MN with $187 million in regulatory assets, lists Jeffrey L. Farni on its Form ADV as Managing Member/president, a control person.
Firms and roles
- Quantitative Asset Management, LLCManaging Member/presidentBroker-dealer firm · Minnetonka, MN · $187M in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Jeffrey’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Patricia C. FarniInactive Owner, Quantitative Asset Management, LLC
- John C FarniExecutive Vice President / Investment Advisor / Chief Compliance Officer, Quantitative Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.