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Chief Compliance Officer / Member of the Board of Managers · Capital Z Asset Management, LLC

Jeffrey Bergman

CRD 4103407 · Named on Form ADV at one SEC-registered adviser

At a glance

Capital Z Asset Management, LLC, an SEC-registered private fund adviser with $256 million in regulatory assets, lists Jeffrey Bergman on its Form ADV as Chief Compliance Officer / Member of the Board of Managers, a control person.

Firms and roles

  • Capital Z Asset Management, LLCChief Compliance Officer / Member of the Board of ManagersPrivate fund adviser · United States · $256M in regulatory assets

AtlasMembers

Jeffrey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • William D. PaineMember of the Board of Managers, Capital Z Asset Management, LLC
  • Robert M. MeyerMember of the Board of Managers, Capital Z Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.