Vice President/chief Compliance Officer · Taylor Financial Group, Inc.
Jay S. Arce
CRD 6579505 · Named on Form ADV at one SEC-registered adviser
At a glance
Taylor Financial Group, Inc., an SEC-registered wealth manager based in Roanoke, VA with $410 million in regulatory assets, lists Jay S. Arce on its Form ADV as Vice President/chief Compliance Officer, a control person.
Firms and roles
- Taylor Financial Group, Inc.Vice President/chief Compliance OfficerWealth manager · Roanoke, VA · $410M in regulatory assets
AtlasMembers
Jay’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Marvin W. TaylorChairman/director, Taylor Financial Group, Inc.
- John S. TaylorPresident/director, Taylor Financial Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.