Chief Compliance Officer, Managing Director · M3f, Inc.
Jason A. Stock
CRD 2817051 · Named on Form ADV at one SEC-registered adviser
At a glance
M3f, Inc., an SEC-registered private fund adviser based in Salt Lake City, UT with $778 million in regulatory assets, lists Jason A. Stock on its Form ADV as Chief Compliance Officer, Managing Director, a control person.
Firms and roles
- M3f, Inc.Chief Compliance Officer, Managing DirectorPrivate fund adviser · Salt Lake City, UT · $778M in regulatory assets
AtlasMembers
Jason’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- William C. WallerManaging Director, M3f, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.