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Chief Compliance Officer · Figure Investment Advisors, LLC

Jason A. Rives

CRD 5157829 · Named on Form ADV at one SEC-registered adviser

At a glance

Figure Investment Advisors, LLC, an SEC-registered asset manager based in SAN Francisco, CA with $442 million in regulatory assets, lists Jason A. Rives on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Jason’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.