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Chief Compliance Officer · Lagoda Investment Management, L.P.

Jason A. Ozone

CRD 7026522 · Named on Form ADV at one SEC-registered adviser

At a glance

Lagoda Investment Management, L.P., an SEC-registered wealth manager based in New York, NY with $313 million in regulatory assets, lists Jason A. Ozone on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Jason’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Fatima K. DickeyLimited Partner, Senior Managing Principal, Lagoda Investment Management, L.P.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.