Managing Member/investment Advisor Representative/chief Compliance Officer · Sunrise Financial Services LLC
Janice J. Hammond
CRD 5623949 · Named on Form ADV at one SEC-registered adviser
At a glance
Sunrise Financial Services LLC, an SEC-registered wealth manager based in Burien, WA with $151 million in regulatory assets, lists Janice J. Hammond on its Form ADV as Managing Member/investment Advisor Representative/chief Compliance Officer, a control person.
Firms and roles
- Sunrise Financial Services LLCManaging Member/investment Advisor Representative/chief Compliance OfficerWealth manager · Burien, WA · $151M in regulatory assets
AtlasMembers
Janice’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Janice’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.