Vice President of Operations · Harbour Investments, Inc.
James Walter Dushek
CRD 4323103 · Named on Form ADV at one SEC-registered adviser
At a glance
Harbour Investments, Inc., an SEC-registered broker-dealer firm based in Madison, WI with $9.6 billion in regulatory assets, lists James Walter Dushek on its Form ADV as Vice President of Operations.
Firms and roles
- Harbour Investments, Inc.Vice President of OperationsBroker-dealer firm · Madison, WI · $9.6B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (8)
- Nick William SondelChief Executive Officer, Harbour Investments, Inc.
- Rhonda Lee MeyerSenior Vice President & Chief Operating Officer, Finop, Harbour Investments, Inc.
- Aaron Michael HagerPresident, Harbour Investments, Inc.
- Daniel Thomas WipperfurthVice President of Advisor Development, Harbour Investments, Inc.
- Julie Marie NellesVP of Advisory Operations & Services, Harbour Investments, Inc.
3 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.