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Investment Analyst and CCO · PAN Global Advisers, LLC

James Tam

CRD 5336851 · Named on Form ADV at 2 SEC-registered advisers

At a glance

PAN Global Advisers, LLC, an SEC-registered asset manager based in Newport Beach, CA with $270 million in regulatory assets, lists James Tam on its Form ADV as Investment Analyst and CCO. The SEC filings also name James at 1 other registered adviser.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.