Director/chairman of the Board/ceo · Centaurus Financial, Inc.
James Ronald Sr King
CRD 269927 · Named on Form ADV at one SEC-registered adviser
At a glance
Centaurus Financial, Inc., an SEC-registered broker-dealer firm based in Anaheim, CA with $9.7 billion in regulatory assets, lists James Ronald Sr King on its Form ADV as Director/chairman of the Board/ceo, a control person.
Firms and roles
- Centaurus Financial, Inc.Director/chairman of the Board/ceoBroker-dealer firm · Anaheim, CA · $9.7B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Westley Hayes KingDirector/president, Centaurus Financial, Inc.
- Michael Peter RubinoOwner, Centaurus Financial, Inc.
- Stephen Mark KremerOwner, Centaurus Financial, Inc.
- Jerome Victor DuhovicDirector/evp/chief Administrative Officer, Centaurus Financial, Inc.
- Paul J KingDirector/general Counsel, Centaurus Financial, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.