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Chief Operating Officer · Excel Wealth Management, LLC

James R. Reynolds

CRD 6119213 · Named on Form ADV at one SEC-registered adviser

At a glance

Excel Wealth Management, LLC, an SEC-registered asset manager based in Manchester, CT with $310 million in regulatory assets, lists James R. Reynolds on its Form ADV as Chief Operating Officer.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Edward BaronciniManaging Member, Chief Investment Officer and Chief Compliance Officer, Excel Wealth Management, LLC
  • Michael A. LuccoManaging Member, Excel Wealth Management, LLC
  • Paul A. HeymanFinancial Consultant, Excel Wealth Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.