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Chief Compliance Officer · Talbot Financial, LLC

James D. Pirak

CRD 2365347 · Named on Form ADV at one SEC-registered adviser

At a glance

Talbot Financial, LLC, an SEC-registered wealth manager based in Bellevue, WA with $1.3 billion in regulatory assets, lists James D. Pirak on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Talbot Financial, LLCChief Compliance OfficerWealth manager · Bellevue, WA · $1.3B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.