Shareholder, Chief Compliance Officer · Perryman Financial Advisory, Inc.
James S. Perryman
CRD 4499887 · Named on Form ADV at one SEC-registered adviser
At a glance
Perryman Financial Advisory, Inc., an SEC-registered wealth manager based in Dallas, TX with $1.0 billion in regulatory assets, lists James S. Perryman on its Form ADV as Shareholder, Chief Compliance Officer, a control person.
Firms and roles
- Perryman Financial Advisory, Inc.Shareholder, Chief Compliance OfficerWealth manager · Dallas, TX · $1.0B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- William D. PerrymanPresident, Secretary, Treasurer, Perryman Financial Advisory, Inc.
- Debra A. Keitzer OutlawShareholder, Perryman Financial Advisory, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.