Adviser and broker representative · LPL Financial LLC
James T. Parks
CRD 2211516 · Ridgewood, NJ
At a glance
James T. Parks is an investment adviser representative with LPL Financial LLC in Ridgewood, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2002, about 24 years ago. James is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- LPL Financial LLCSince May 2002Ridgewood, NJ · $819B in regulatory assets
- Private Advisor Group, LLCSince September 2022Ridgewood, NJ · $58B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
- Colleen M. Di PaolaRidgewood
- Alexander L. GuilianoRidgewood
- Gregory A. TonnonRidgewood · Chartered Financial Consultant
- Samuel M. AamotBeverly Hills
- Patrick E. AaronWashington
- Ashraf M. AbadirBloomingdale
- Fred D. AbajeloSan Jose
- Peter AbbateLakeland
Every advisor at LPL Financial LLC →LPL Financial LLC: assets, clients and custodians →LPL Financial news, moves and payouts →Financial advisors in Ridgewood, NJ →Every LPL Financial LLC advisor in Ridgewood →Advisor Moves: who changed firms this week →