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Managing Member, Chief Compliance Officer · O'connor Capital Advisory, LLC

James H. Oconnor

CRD 1509766 · Named on Form ADV at one SEC-registered adviser

At a glance

O'connor Capital Advisory, LLC, an SEC-registered wealth manager based in Scottsdale, AZ with $112 million in regulatory assets, lists James H. Oconnor on its Form ADV as Managing Member, Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.