Chief Executive Officer, Chief Investment Officer and Portfolio Manager · Henry James International Management, Inc.
James H. O'Leary
CRD 1430861 · Named on Form ADV at one SEC-registered adviser
At a glance
Henry James International Management, Inc., an SEC-registered asset manager based in New York, NY with $402 million in regulatory assets, lists James H. O'Leary on its Form ADV as Chief Executive Officer, Chief Investment Officer and Portfolio Manager, a control person.
Firms and roles
- Henry James International Management, Inc.Chief Executive Officer, Chief Investment Officer and Portfolio ManagerAsset manager · New York, NY · $402M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- –
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Susan H. O'LearyOwner, Henry James International Management, Inc.
- Christopher J. O'LearyOwner, Henry James International Management, Inc.
- Mercedes V. Castrelo-HuntleyChief Compliance Officer, Henry James International Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.